Securities and Futures Commission (Hong Kong)
- Our tier
- Tier 1
- Jurisdiction
- Hong Kong
- Public register
- Open the official register
The Securities and Futures Commission regulates Hong Kong’s securities and futures markets. Leveraged foreign exchange trading for Hong Kong clients requires a specific licence type.
What it means for a retail trader
The SFC publishes a public register of licensed persons and a separate list of suspicious and unlicensed platforms. Check both before dealing with a firm that says it is based in Hong Kong.
How to check a firm
Search the firm’s legal name or licence number on the official register linked above. Confirm that the name, the number and the website on the register match the firm you are dealing with, and that its permissions cover the product you want to trade. Clone firms often borrow a real firm’s name and number but use a different web address.
Brokers in our database with a SFC licence
| Broker | Dossier Score | Entity serving you | Min. deposit | Platforms | Actions |
|---|---|---|---|---|---|
| Interactive Brokers Founded 1978 Listed | 91 | Interactive Brokers LLC CFTC/NFA #0258600 Tier 1 | $0 | Own platformTradingView | Review Visit siteAffiliate link |
| Saxo Founded 1992 Bank | 76 | Saxo Bank A/S Danish FSA #1149 Tier 2 | $0 | Own platformTradingView | Review Visit siteAffiliate link |
Dossier Score, entity and regulator are shown for the company that would serve your country. Buttons marked “Affiliate link” may earn us a commission. Unmarked buttons go to the broker's own site and earn us nothing.